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10 Key Components of Data Governance Program

Data governance has 10 key components that exist to meet the enterprise’s data management requirements. All are essential to success

Data governance is the foundation of all data management programs. It is an essential discipline that supports all other data management knowledge areas like Data Warehousing, Business Analytics, Big Data, Master Data Management, etc. Data governance has 10 key components that exist to meet the enterprise’s data management requirements for each knowledge area.

10 Key Data Governance Components

Figure 1: 10 Key Data Governance Components

People

The data governance professionals, data stewards and other key business and IT staff are the backbone of any data governance program. They establish and develop workflows to ensure that the enterprise data governance requirements are met. Organizations need to invest heavily in training and education to ensure that this component provides the maximum amount of value to the enterprise.

Data Strategy

The data governance team plays a key role in the development and implementation roadmap of an organization’s enterprise data strategy. Building an enterprise data strategy is a vital step in the data management journey; however, many organizations fail to understand the need for a formal and documented data strategy. A data strategy is an executive document which provides the high-level, enterprise requirements for data and a strategy to ensure that those requirements will be met.

Data Processes

Data governance programs need to establish key data processes for data management. Common policies include data issue tracking/resolution, data quality monitoring, data sharing, data lineage tracking, impact analysis, automated data quality testing, and many others.

Data Policies

A data policy is a high-level set of one or more statements that will state expectation and expected outcomes, to influence or direct data habits at an enterprise level. Data Governance programs establish data governance policies for data management. Policies include outbound data sharing, regulatory adherence, and many others.

Data Standards & Data Rules

A data standard provides a framework and overarching approach for ensuring adherence to a data policy. An example of a data standard could be the use of the ISO 3166 standard for the definition of the codes for the names of countries, dependent territories, special areas of geographical interest, and their principal subdivisions.

A data rule directs or constrains behavior to ensure adherence to data standards which, in turn, provide compliance with data policies. An example of a data rule would be an organization having a rule that only country codes that are listed in the ISO 3166 Standard are valid. Typically, organizations will look to establish data rules for master and reference data, data definitions and domain development, metadata management, classification, accessibility, and many others.

There are many data standards that a data governance program can leverage. Some of the more notable data standards are:

  • ISO (International Organization for Standardization): Many are available!
    • 3166: defines codes for the names of countries, dependent territories, special areas of geographical interest, and their principal subdivisions
    • 19115: An internationally adopted schema for describing geographic information and services. It provides information about the identification, the extent, the quality, the spatial and temporal schema, spatial reference, and distribution of digital geographic data
    • 1179: defines a standard for representing an organization’s metadata in a metadata registry. It documents the collection, standardization, and registration of metadata to make data understandable and shareable
  • Dublin Core: A basic, domain-agnostic standard which can be easily understood and implemented, and as such is one of the best known and most widely used metadata standards
  • Human Resources (https://dw.opm.gov/datastandards/list)
  • Geospatial (https://www.fgdc.gov/standards/standards_publications/)
  • Genome: consists of 61 different metadata fields, called attributes, which are organized into the following seven broad categories: Organism Info, Isolate Info, Host Info, Sequence Info, Phenotype Info, Project Info, and Others (http://www.dcc.ac.uk/resources/metadata-standards/genome-metadata)
  • Protocol Data Element Definitions: Used in Clinical Trials
  • Health Level Seven: provides standards for exchanging clinical data.
  • Continuity of Care Record: responds to the need to organize and make transportable a set of basic information about a patient’s health care that is accessible to clinicians and patients.
  • SNOMED: Systematized Nomenclature of Medicine Clinical Terms – provides comprehensive computerized clinical terminology covering clinical data for diseases, clinical findings, and procedures.
  • Need a giant list of standards? (http://www.dcc.ac.uk/resources/metadata-standards/list)
  • Just want healthcare standards? http://healthstandards.com/blog/2006/10/11/what-are-the-different-standards-in-healthcare/

Data Security

Data security involves protecting digital data, such as those in a database, from destructive forces and from the unwanted actions of authorized and unauthorized users, such as espionage, cyberattack or a data breach. Most Global 2000 companies have entire teams dedicated data security.

Communications

Data governance communications include all written, spoken, and electronic interaction with association audiences who have interest or need to know about the activities of the data governance team. A communication plan encompasses objectives, goals, and tools for all communications, and should be part of a governance program from the early part of the program’s development.

A communications plan is the key artifact of enterprise data governance communications. The plan identifies how to present governance and stewardship challenges and successes to the various stakeholders and to the rest of the organization. The communications plan highlights the right business cases and presents their results.

A successful communication plan is built on strong themes and is more effective than one with unrelated and scattered messages. The plan encompasses objectives, goals, and tools for all communications that the Data Governance program requires.

Socialization

Socializing a program such as governance is essential since it is a departure from the status quo.  This new approach to properly governing the enterprise’s data must be incorporated into each area of the organization and made part of the “culture”.  Socialization of data governance is a continuing process and it is an important activity in any governance program.

The data governance socialization plan is the cornerstone of data governance socialization. The data governance socialization plan is a plan and process by which data governance activities and integrated into an organization’s policies, internal culture, hierarchy, and processes. The plan is unique to the organization as it must be tailored to the enterprise’s culture and standards of behavior.

Metrics/KPIs (Key Performance Indicators)

Establishing business metrics and KPIs for monitoring and measuring overall business impact of the data governance program is vital to the program’s success. The metrics and KPIs must be measurable, tracked over time, and consistently measured the same way year in and year out.

Many organizations make the mistake of not taking a baseline measurement and then, after years, trying to go back and measure their data governance program’s success. These situations make it very difficult to come up with an accurate measurement of success.

Technology

The data governance program will need various technology to be as automated as possible. Smaller data governance programs will typically use the technology stack which they already have within their enterprise. Larger data governance will purchase software that is specific to data governance and the functions it requires. Data governance software simplifies the process of scanning databases & files to capture needed metadata, management of the metadata, automating the data stewardship workflows, decision trees, social voting, collaboration, and many other data governance and stewardship functions.

Conclusion

These 10 components of a data governance program should be developed and implemented to achieve lasting success with this critical initiative.  Successful data governance programs include all 10 components; those programs that are not as successful omit some or ignore all of them.

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David P. Marco, CDMP

David P. Marco, CDMP is an internationally recognized expert in the field of data warehousing, business intelligence, enterprise data management, data governance, and is the industry’s leading authority on metadata. Mr. Marco is founder and President of Enterprise Warehousing Solutions, Inc. (EWS), a Chicago-based enterprise data management consultancy dedicated to providing clients with best-in-class solutions. Author of several books and hundreds of articles and a Certified Data Management Professional, Mr. Marco is also a well-known speaker in his areas of expertise at conferences and symposia.

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